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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-12-11 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
6400 C St Sw, Cedar Rapids, IA 52499 • United States
Garden Grove, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Cedar Rapids | IA | 09/2001 | Present |
| Castles Made Of Sand | Orange | CA | 08/2008 | Present |
| Transamerica Financial Advisors, Inc | Cedar Rapids | IA | 01/2012 | Present |
| Socal Technologies, Inc | Garden Grove | CA | 01/2015 | 04/2018 |
| Dog Sitting | Garden Grove | CA | 10/2024 | Present |
As an employee of Transamerica Financial Advisors, Inc., employee may perform home office functions for other business units. CASTLES MADE OF SAND/no/Orange, CA/OWNER-8-1-08/building-creating customer-stained glass products(panels-sculptures) for homes + businesses/nights & weekends/i will be in full control of all books-records/10/0/stained glass. DOG SITTING POSITION: Independent Contractor NATURE: Dog Sitting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 10/18/2024 ADDRESS: 10162 Bonser Ave, Garden Grove CA 92840, United States DESCRIPTION: CLient's would drop off their dogs at my home for daycare or overnight stays. I will feed them and they will play with my dogs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-24 |
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