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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-12-11
CA RA APPROVED 2012-01-06
  • IA RA
    APPROVED
    Since 2023-12-11
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

6400 C St Sw, Cedar Rapids, IA 52499 • United States

Garden Grove, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Cedar Rapids IA 09/2001 Present
Castles Made Of Sand Orange CA 08/2008 Present
Transamerica Financial Advisors, Inc Cedar Rapids IA 01/2012 Present
Socal Technologies, Inc Garden Grove CA 01/2015 04/2018
Dog Sitting Garden Grove CA 10/2024 Present
  • 09/2001 → Present
    Wfgia
    Cedar Rapids, IA
  • 08/2008 → Present
    Castles Made Of Sand
    Orange, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Cedar Rapids, IA
  • 01/2015 → 04/2018
    Socal Technologies, Inc
    Garden Grove, CA
  • 10/2024 → Present
    Dog Sitting
    Garden Grove, CA
Previous Registrations
  • 2011-09-16 → 2012-01-06
    Investment Advisors International, Inc.
    Duluth, GA
Other Businesses

As an employee of Transamerica Financial Advisors, Inc., employee may perform home office functions for other business units. CASTLES MADE OF SAND/no/Orange, CA/OWNER-8-1-08/building-creating customer-stained glass products(panels-sculptures) for homes + businesses/nights & weekends/i will be in full control of all books-records/10/0/stained glass. DOG SITTING POSITION: Independent Contractor NATURE: Dog Sitting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 10/18/2024 ADDRESS: 10162 Bonser Ave, Garden Grove CA 92840, United States DESCRIPTION: CLient's would drop off their dogs at my home for daycare or overnight stays. I will feed them and they will play with my dogs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-01
S63 Uniform Securities Agent State Law Examination 2002-04-24
  • S66 Uniform Combined State Law Examination
    2011-09-01
  • S63 Uniform Securities Agent State Law Examination
    2002-04-24
Other Names
  • Megan Elizabeth Raynor

View on SEC IAPD

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