Best Investors Account Sign in
Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-12-11
CA RA APPROVED 2012-01-06
  • IA RA
    APPROVED
    Since 2023-12-11
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

6400 C St Sw, Cedar Rapids, IA 52499 • United States

Garden Grove, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Cedar Rapids IA 09/2001 Present
Castles Made Of Sand Orange CA 08/2008 Present
Transamerica Financial Advisors, Inc Cedar Rapids IA 01/2012 Present
Socal Technologies, Inc Garden Grove CA 01/2015 04/2018
Dog Sitting Garden Grove CA 10/2024 Present
  • 09/2001 → Present
    Wfgia
    Cedar Rapids, IA
  • 08/2008 → Present
    Castles Made Of Sand
    Orange, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Cedar Rapids, IA
  • 01/2015 → 04/2018
    Socal Technologies, Inc
    Garden Grove, CA
  • 10/2024 → Present
    Dog Sitting
    Garden Grove, CA
Previous Registrations
  • 2011-09-16 → 2012-01-06
    Investment Advisors International, Inc.
    Duluth, GA
Other Businesses

As an employee of Transamerica Financial Advisors, Inc., employee may perform home office functions for other business units. CASTLES MADE OF SAND/no/Orange, CA/OWNER-8-1-08/building-creating customer-stained glass products(panels-sculptures) for homes + businesses/nights & weekends/i will be in full control of all books-records/10/0/stained glass. DOG SITTING POSITION: Independent Contractor NATURE: Dog Sitting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 10/18/2024 ADDRESS: 10162 Bonser Ave, Garden Grove CA 92840, United States DESCRIPTION: CLient's would drop off their dogs at my home for daycare or overnight stays. I will feed them and they will play with my dogs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-01
S63 Uniform Securities Agent State Law Examination 2002-04-24
  • S66 Uniform Combined State Law Examination
    2011-09-01
  • S63 Uniform Securities Agent State Law Examination
    2002-04-24
Other Names
  • Megan Elizabeth Raynor

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Cedar Rapids, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor