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Amy Coonrod Dumont

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

St. Charles, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-07-20
  • MO RA
    APPROVED
    Since 2016-07-20

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

St. Charles, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc St Louis MO 07/2016 Present
Previous Registrations
  • 2008-11-11 → 2016-07-20
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
    Charlotte, NC
    St. Louis, MO
    Charlotte, NC
    Charlotte, NC
    Richmond, VA
    Charlotte, NC
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-08
S63 Uniform Securities Agent State Law Examination 2002-09-17
  • S66 Uniform Combined State Law Examination
    2008-09-08
  • S63 Uniform Securities Agent State Law Examination
    2002-09-17
Other Names
  • Amy Coonrod

View on SEC IAPD

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