Best Investors Account Sign in

Mathew Harrington

Ameriprise Financial Services, LLC

Lake Elmo, MN

St Paul, MN

CRD 4483755

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
TX RA APPROVED_RES 2010-02-18
  • MN RA
    APPROVED
    Since 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2010-02-18

Branch Locations

8530 Eagle Point Blvd Ste 225, Lake Elmo, MN 55042-8652 • United States

St Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lake Elmo MN 10/2009 03/2020
Ameriprise Financial Services, Inc. Lake Elmo MN 10/2009 03/2020
Ameriprise Financial Services, Llc Lake Elmo MN 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lake Elmo, MN
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lake Elmo, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Lake Elmo, MN
Previous Registrations
  • 2005-01-21 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Woodbury, MN
    Lake Elmo, MN
Other Businesses

Fiduciary Activities; Attorney-In-Fact (POA).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-23
S63 Uniform Securities Agent State Law Examination 2003-10-15
  • S65 Uniform Investment Adviser Law Examination
    2005-05-23
  • S63 Uniform Securities Agent State Law Examination
    2003-10-15
Other Names
  • Matt Harrington
  • Mathew James Harrington

View on SEC IAPD

Nearby Firms

SCM INVESTMENT SERVICES
LPL FINANCIAL LLC
PRINCIPAL SECURITIES, INC.

Nearby Investors

MICHAEL LEE ERPENBACH
Paige Joann Hoffman
WILLY FRED ZIMMERMAN

Nearby Offices

SCM INVESTMENT SERVICES · LAKE ELMO, MN
LPL FINANCIAL LLC · LAKE ELMO, MN
PRINCIPAL SECURITIES, INC. · LAKE ELMO, MN

More in Lake Elmo, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor