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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-16 |
Branch Locations
7561 Center Ave Ste 17, Huntington Beach, CA 92647 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Orange | CA | 01/2010 | 10/2017 |
| Securities America Inc. | Huntington Beach | CA | 10/2017 | 12/2021 |
| Securities America Advisors | Huntington Beach | CA | 10/2017 | 12/2021 |
| Lpl Financial Llc | Huntington Beach | CA | 12/2021 | Present |
1. 2/10/2022 - GATEWAY FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/10/2022 - 50 Hours Per Month. 2. 2/14/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/10/2022 - 20 Hours Per Month/0 Hours During Securities Trading. 3. 02/17/2022 - No Business Name - Investment Related - Home Based - Other-NONE - Hobby Collector - Start Date: 01/01/2021 - 15 Hours Per Month/0 Hours During Securities Trading - Buying/Selling Sports and Movie Collectibles and Non-Fungible Tokens.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-19 |
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