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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2013-03-11 |
Branch Locations
1901 6Th Ave N Ste 2800, Birmingham, AL 35203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Birmingham | AL | 05/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2008 | Present |
| Adam Rhoades | Birmingham | AL | 01/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-15 |
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