Heather Lynn Di Rosa

Current Employers

Employment History

• 04/2014 → 06/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clayton, MO
• 06/2026 → Present
  Raymond James Financial Services, Inc.
  Troy, IL
• 06/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Troy, IL
• 06/2026 → Present
  Fnbo
  Cheyanne , WY

Previous Registrations

• 2014-05-16 → 2026-06-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clayton, MO
  Frontenac, MO
  Clayton, MO
  Swansea, IL
  Frontenac, MO
• 2013-09-25 → 2014-04-28
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
• 2009-10-23 → 2013-09-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clayton, MO
  Clayton, MO
• 2006-10-04 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Orlando, FL
  Chesterfield, MO
  Clayton, MO
• 2001-01-18 → 2006-10-09
  Citigroup Global Markets Inc.
  Orlando, FL
  Orlando, FL

Other Businesses

(1)Name of Business: Edwardsville Gun Club Address: 4104 Staunton Rd, Edwardsville, IL, 62025, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 11/24/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bartender (2)Name of Business: First investments and planning Address: 1525E Pershing Blvd # 1, Cheyenne, WY, 82001-3235, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/15/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor Assistant (3)Name of Business: FNBO Address: 1525 E Pershing Blvd #1 , Cheyenne, WY, 82001-3235, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/15/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor Assistant

Exams

• S66 Uniform Combined State Law Examination
  2009-10-16
• S63 Uniform Securities Agent State Law Examination
  2000-06-16

Other Names

• Heather Lynn Wolf
• Heather Lynn Dirosa
• Heather L Di Rosa
• Heather Lynn Wolf
• Heather Di Rosa