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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-26 |
| MO | RA | APPROVED | 2021-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | St. Louis | MT | 12/2017 | 01/2018 |
| St. Theresa Of Avila | Salem | IL | 07/2016 | 01/2019 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 01/2019 | 01/2021 |
| Jp Morgan Chase Bank | St. Louis | MO | 01/2021 | 09/2021 |
| Jpmorgan Securities Llc | St. Louis | MO | 01/2021 | 09/2021 |
| Wells Fargo Advisors | St. Louis | MO | 01/2019 | 01/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frontenac | MO | 09/2021 | Present |
I*3025264, Entity Type: Entity For Profit, Name of OBA: E-Book Time, LLC, Address: Montgomery, Alabama, 36108, Investment Related: N, Position, Title, Association: Other, Employee State Date:10/27/2025, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: I would like to write a couple books concerning the Independent Sacramental Movement including theology of the movement and issues found within ISM communities.This is a book publishing LLC for authors who self-publish books I*3207267 Entity Type: Entity For Profit,Entity Publicly Traded Name of OBA: Kindle Direct Publishing Address: Seattle, Washington, 98109 Investment Related: No Position, Title, Association: Other Employee Start Date: 11/28/2025 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: Self-publishing book publisher I would like to write a couple of books concerning the Independent Sacramental movement including the theology of the movement and issues found within ISM communities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-07 |
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