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Howard Perry Loiterstein

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frontenac, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2006-09-08
TX RA APPROVED 2006-09-08
  • MO RA
    APPROVED
    Since 2006-09-08
  • TX RA
    APPROVED
    Since 2006-09-08

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ladue MO 09/2006 Present
Bank Of America, N.A. Ladue MO 12/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-09
S63 Uniform Securities Agent State Law Examination 1987-05-19
  • S66 Uniform Combined State Law Examination
    2007-10-09
  • S63 Uniform Securities Agent State Law Examination
    1987-05-19
Other Names
  • Howard Loiterstein

View on SEC IAPD

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