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1445 Research Boulevard #530, Rockville, MD 20850 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-12-04 |
| NY | RA | APPROVED | 2024-12-03 |
Branch Locations
1445 Research Boulevard #530, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 737 Smithtown Bypass Corp | Smithtown | NY | 02/1995 | Present |
| American Creamery, Inc | Glendale | NY | 05/2008 | Present |
| National Securities Corporation | Uniondale | NY | 02/2009 | 07/2022 |
| B. Riley Wealth Advisors | Uniondale | NY | 06/2009 | 11/2024 |
| B. Riley Wealth Management | Westbury | NY | 07/2022 | 11/2024 |
| Ceros Fiancial Services | Rockville | MD | 11/2024 | Present |
| Atcap Partners Llc | Rockville | MD | 12/2024 | Present |
(2) 737 SMITHTOWN BYPASS CORP; REAL ESTATE HOLDINGS; OWNER; WESTBURY, NY; 0 HRS/MONTH; INVESTMENT-RELATED... (3) BIG BEN HUNTING, LLC; BOAT OWNERSHIP; OWNER; OLD WESTBURY, NY; 0 HRS/MONTH; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-18 |
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