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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-14
  • TX RA
    APPROVED_RES
    Since 2021-04-14

Branch Locations

1660 Willamette Falls Dr, West Linn, OR 97068 • United States

Aurora, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 11/2001 03/2020
Ameriprise Financial Services, Llc West Linn OR 03/2020 Present
Other Businesses

Business Ownership; KVV Golden Rule Enterprises LLC; Pay employeesPay rent and expensesCEO; Consulting; 10941 Arndt Rd NE, , Aurora, OR, 97002; Not Investment-Related; 04/04/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; KVV Golden Rule Enterprises LLC; CEO - running the LLC; ; 1660 Willamette Falls Dr, , West Linn, OR, 97002; Not Investment-Related; 07/01/2022; 20 to 39 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-28
  • S66 Uniform Combined State Law Examination
    2002-01-28
Other Names
  • Kristi Lynn Smith
  • Kristi Lynn Vanvleck

View on SEC IAPD

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