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9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-06-12 |
| TX | RA | APPROVED | 2020-06-12 |
Branch Locations
9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2001 | 06/2020 |
| Octavia Wealth Advisors, Llc | Cincinnati | OH | 06/2020 | Present |
| Octavia Risk Management, Llc | Cincinnati | OH | 06/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc | Cincinnati | OH | 06/2020 | Present |
(1) Marc Wagner is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. Business is conducted from 9999 Carver Road, Suite 130, Cincinnati, Ohio 45242. Approximately 90% of Marc Wagner's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated entities. (2) Insurance agent; Octavia Risk Management LLC; 06/2020; implementation of insurance products; 9999 Carver Road, Suite 130, Cincinnati, Ohio 45242; 10 hours per month (3) WIN (Networking); Not Investment Related; Networking Group; Secretary/Treasurer; 10/2023; 2hrs/mo; 0 during trading; Pay expenses for the group (room fee, events, etc.) Nothing related to clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-08 |
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