Gary A Gardner

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-17
NC	RA	APPROVED	2017-05-23

TX RA
APPROVED_RES

Since 2023-08-17
NC RA
APPROVED

Since 2017-05-23

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Wilmington, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc	Meriden	CT	11/2013	Present

11/2013 → Present

Infinex Investments, Inc

Meriden, CT

Previous Registrations

2005-01-04 → 2013-11-20

Harvest Capital Advisors, Llc

Wethersfield, CT

Meriden, CT
2004-10-20 → 2005-01-03

Banc Of America Investment Services, Inc.

East Meriden, CT
2004-06-22 → 2004-10-20

Quick & Reilly, Inc.

Clinton, CT

Other Businesses

1.) Port City Young Professionals, LLC PO Box 613, Wrightsville Beach, NC 28480. Networking Group. Not Investment related. Member. Approx 6 hours per month. 0 during trading hours. Starting in Oct 2017. 2.) Coastal Christian High School. Assistant Baseball Coach. Not investment related. Stated Feb 2026. Approx 32 hours per month. Approx 8 hours during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-06-21
S63	Uniform Securities Agent State Law Examination	2003-01-03

S65 Uniform Investment Adviser Law Examination

2004-06-21
S63 Uniform Securities Agent State Law Examination

2003-01-03

View on SEC IAPD

Current Employers

Osaic Institutions, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews