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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-23
ME RA APPROVED 2002-09-20
  • TX RA
    APPROVED_RES
    Since 2017-01-23
  • ME RA
    APPROVED
    Since 2002-09-20

Branch Locations

7 Oak Hill Terrace Suite 214, Scarborough, ME 04074-8996 • United States

Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Scarborough ME 09/2005 03/2020
Ameriprise Financial Services, Llc Scarborough ME 03/2020 Present
Other Businesses

Other Business Activities; Business Networking International (BNI); weekly networking meeting; Falmouth, ME, ,; ; 07/01/2009; 1 to 9 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-18
  • S66 Uniform Combined State Law Examination
    2002-01-18

View on SEC IAPD

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