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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2007-11-12
  • WI RA
    APPROVED
    Since 2007-11-12

Branch Locations

1857 N. Silversping Drive, Appleton, WI 54913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bellin, Inc Greenville WI 08/2006 03/2018
Apta Tax Service, Llc Appleton WI 11/2005 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2007 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2007 Present
Skyline Comedy Cafe Appleton WI 10/2008 06/2018
  • 08/2006 → 03/2018
    Bellin, Inc
    Greenville, WI
  • 11/2005 → Present
    Apta Tax Service, Llc
    Appleton, WI
  • 10/2007 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2007 → Present
    Schaumburg, IL
  • 10/2008 → 06/2018
    Skyline Comedy Cafe
    Appleton, WI
Other Businesses

1) APTA TAX SERVICE LLC, NOT INV REL, 1857 N SILVERSPRING DR APPLETON WI, TAX PREP-FULL SERV ACCTNG- BUSINESS CONSULTING, OWNER SINCE 2/06, MGT AND PERF OF ALL TASKS, 20 HOURS/WEEK;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-15
  • S66 Uniform Combined State Law Examination
    2002-05-15
Other Names
  • Roy Earl Olson Iii

View on SEC IAPD

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