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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-10 |
| CA | RA | APPROVED | 2011-11-01 |
Branch Locations
1247 E Huntington Dr, Duarte, CA 91010 • United States
655 N Fair Oaks Ave, Pasadena, CA 91103 • United States
1390 N Allen Ave, Pasadena, CA 91104 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
350 W Colorado Blvd 3Rd Fl Ste B, Pasadena, CA 91105 • United States
1000 Fair Oaks Ave, South Pasadena, CA 91030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Pasadena | CA | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-07 |
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