Douglas James Ulrich

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 11/2018
  Edelman Financial Services Llc
  Fairfax, VA
• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 11/2018 → 09/2020
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 09/2020 → Present
  Financial Engines Advisors L.L.C.
  Santa Clara, CA

Previous Registrations

• 2010-05-19 → 2018-11-01
  Edelman Financial Services, Llc
  Fairfax, VA
  Oak Brook, IL
  Glenveiw, IL
• 2006-01-06 → 2010-04-22
  Wolf Financial Management, Llc
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL
• 2006-01-20 → 2007-12-31
  Wolf Financial Management, Llc
  Oak Brook, IL
  Oak Brook, IL
• 2002-12-03 → 2004-09-10
  Goldman Sachs Wealth Services, L.P.
  Lake Forest, IL

Exams

• S66 Uniform Combined State Law Examination
  2002-06-03

Designations

• Certified Financial Planner