Marc Steven Braden

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → Present
  New York Life
  San Diego, CA
• 12/2012 → Present
  Eagle Strategies Llc
  Tucson, AZ

Other Businesses

[Real Estate Property; purchase of vacation home; 3131 W Shannon Drive Flagstaff , AZ 86001; Start Date 01/2022; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours;renting it on on occasion via VRBO] [Rental Property; Condo was purchased for rental income; 4727 E Lafayette Blvd Unit 114 Phoenix, AZ 85018; Start Date 12/2021; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent]

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-11-27
• S63 Uniform Securities Agent State Law Examination
  2002-02-28