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James Thomas Breen

Merit Financial Advisors

Alpharetta, GA

Alpharetta, GA

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Current Employers
Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-30
  • GA RA
    APPROVED
    Since 2025-06-30

Branch Locations

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horizon Investments Charlotte NC 12/2014 11/2016
Amp Wealth Management Miwaukee WI 01/2017 06/2025
Merit Financial Advisors Alpharetta GA 06/2025 Present
  • 12/2014 → 11/2016
    Horizon Investments
    Charlotte, NC
  • 01/2017 → 06/2025
    Amp Wealth Management
    Miwaukee, WI
  • 06/2025 → Present
    Merit Financial Advisors
    Alpharetta, GA
Previous Registrations
  • 2017-02-16 → 2025-07-31
    Amp Wealth Management
    Atlanta, GA
    Whitefish Bay, WI
  • 2016-04-01 → 2016-11-11
    Horizon Investments Llc
    Charlotte, NC
  • 2002-07-26 → 2015-03-03
    Breen Financial Corporation
    Charlotte, NC
  • 2002-07-26 → 2008-12-31
    Breen Financial Corporation
    Evanston, IL
  • 2002-07-26 → 2004-12-31
    Breen Financial Corporation
  • 2002-07-26 → 2002-12-31
    Breen Financial Corporation
    Evanston, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-05
  • S65 Uniform Investment Adviser Law Examination
    2002-03-05

View on SEC IAPD

Other Firms

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NEW EDGE WEALTH
COMMONWEALTH FINANCIAL NETWORK
SEQUENT PLANNING, LLC
BROOKSTONE WEALTH ADVISORS, LLC
LADENBURG THALMANN ASSET MANAGEMENT INC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRESFUND ADVISORS

Other Investors

PAUL MATTHEW DAMM
MACARTHER ROYSTER PLUMART
PAUL FRANCIS SHAUGHNESSY
BRENDAN HUGH KEELAN
DANIEL ROSS MOSKOWITZ
RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

More in Alpharetta, GA

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