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Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-03-31
  • AL RA
    APPROVED
    Since 2023-03-31

Branch Locations

2718 20Th St S Ste 100, Homewood, AL 35209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp. Lincoln NE 10/2003 Present
The Ascent Group Homewood AL 05/2021 02/2023
Ameritas Life Insurance Corp Lincoln NE 10/2003 Present
Nowlin And Associates Homewood AL 01/2002 Present
Ameritas Advisory Services, Llc Lincoln NE 02/2023 Present
  • 10/2003 → Present
    Ameritas Investment Corp.
    Lincoln, NE
  • 05/2021 → 02/2023
    The Ascent Group
    Homewood, AL
  • 10/2003 → Present
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 01/2002 → Present
    Nowlin And Associates
    Homewood, AL
  • 02/2023 → Present
    Lincoln, NE
Previous Registrations
  • 2021-06-15 → 2023-05-15
    Virginia Beach, VA
    Homewood, AL
  • 2002-07-17 → 2004-09-30
    The Advisors Group, Inc.
    Birmingham, AL
Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * NOWLIN AND ASSOCIATES; SAME AS BRANCH; INV REL; INSURANCE AGENCY; AGENT; START DATE=01/2001; HRS/MO=30; TRADING HRS/MO=10; LIFE INSURANCE QUOTES AND SALES * THREE 15, LLC; 1017 OXMOOR RD, BIRMINGHAM AL 35209; NON-INV REL; EXERCISE STUDIO; JOINT OWNER; START DATE=05/2017; HRS/MO=4; TRADING HRS/MO=0; BUSINESS CHECKING ACCOUNT-PAY BILLS, PAY EMPLOYEES * THREE 15, LLC; 1017 OXMOOR RD, BIRMINGHAM AL 35209; NON-INV REL; EXERCISE STUDIO; JOINT OWNER; START DATE=05/2017; HRS/MO=4; TRADING HRS/MO=0; BUSINESS CHECKING ACCOUNT-PAY BILLS, PAY EMPLOYEES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-13
  • S66 Uniform Combined State Law Examination
    2002-02-13
Other Names
  • Chad David Mosely

View on SEC IAPD

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