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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Newtown | PA | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | Newtown Square | PA | 07/2016 | Present |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
(1) NAME: DAVID BROLL INV REL: Y ADD: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, HEALTH, LONG TERM CARE POSITION: AGENT START: 09/2011 NO HRS: 1 NO HRS DUR TRADING: 1. (2) NAME: TOMPKINS BROLL FAMILY FOUNDATION INV REL: Y ADD: 920 NORTH KING STREET WILMINGTON DE 19801 NATURE: TRUSTEE POSITION: VICE PRESIDENT START: 01/2005 NO HRS: 1 NO HRS DUR TRADING: 1. (3) NAME: ARTHUR BROLL MARITAL TRUST INV REL: Y ADD: RESIDENTIAL NATURE: TRUSTEE OR OTHER FIDUCIARY CONTROL ROLE POSITION: CO-TRUSTEE START DATE: 2012 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (4) NAME: KELSEY BROLL REVOCABLE TRUST INV REL: Y ADD: RESIDENTIAL NATURE: TRUSTEE OR OTHER FIDUCIARY CONTROL ROLE POSITION: CO-TRUSTEE START DATE: 2015 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-12-28 |
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