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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2012-12-05
  • OK RA
    APPROVED
    Since 2012-12-05

Branch Locations

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

1500 South Midwest Blvd., Midwest City, OK 73110 • United States

11300 N. May Avenue, Oklahoma City, OK 73120-5899 • United States

13600 N. Macarthur Blvd., Oklahoma City, OK 73142 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Oklahoma City OK 11/2012 Present
Bokf, Na Oklahoma City OK 11/2012 Present
Previous Registrations
Other Businesses

1) Name: Rusty Jones Blogging Location: private residential address Mustang, OK 73064 Investment related (y/n): n Start date: August 2023 Position held: blogger Nature of outside business: travel blog Hrs/mo: 1 Hrs/mo during securities trading: 0 Brief description of duties: travel advisor/blogger

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-31
S63 Uniform Securities Agent State Law Examination 2001-12-26
  • S66 Uniform Combined State Law Examination
    2003-12-31
  • S63 Uniform Securities Agent State Law Examination
    2001-12-26

View on SEC IAPD

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