Xiaping Lin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, MD
• 07/2016 → 02/2020
  Massmutual
  San Ramon, CA
• 09/2013 → 07/2016
  Metlife
  San Jose,, CA

Previous Registrations

• 2004-01-16 → 2005-06-30
  Morgan Stanley Dw Inc.
  San Mateo, CA

Other Businesses

Life insurance agent, receive residual income from (MassMutual, Crump and Prudential) for the cases I did in the past. Almost zero hours need devote during any working days.

Exams

• S66 Uniform Combined State Law Examination
  2022-04-26
• S65 Uniform Investment Adviser Law Examination
  2003-06-02
• S63 Uniform Securities Agent State Law Examination
  2001-11-30

Other Names

• Ping Lin