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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
MD RA APPROVED 2022-04-28
  • TX RA
    APPROVED
    Since 2022-06-14
  • MD RA
    APPROVED
    Since 2022-04-28

Branch Locations

275 N Washington St, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 03/2020 Present
Massmutual San Ramon CA 07/2016 02/2020
Metlife San Jose, CA 09/2013 07/2016
Previous Registrations
  • 2004-01-16 → 2005-06-30
    Morgan Stanley Dw Inc.
    San Mateo, CA
Other Businesses

Life insurance agent, receive residual income from (MassMutual, Crump and Prudential) for the cases I did in the past. Almost zero hours need devote during any working days.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-26
S65 Uniform Investment Adviser Law Examination 2003-06-02
S63 Uniform Securities Agent State Law Examination 2001-11-30
  • S66 Uniform Combined State Law Examination
    2022-04-26
  • S65 Uniform Investment Adviser Law Examination
    2003-06-02
  • S63 Uniform Securities Agent State Law Examination
    2001-11-30
Other Names
  • Ping Lin

View on SEC IAPD

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