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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Tampa | FL | 03/2014 | 03/2017 |
| Mml Investors Services, Llc | Lakeland | FL | 03/2017 | Present |
| Massmutual Life Insurance Company | Lakeland | FL | 07/2016 | Present |
1)NAME:MARK ROTHMAN, INV REL:Y ADDR:4949 SOUTHFORK DR LAKELAND FL 33813 NATURE:LIFE INSURANCE, ANNUITIES, POSITION:AGENT START:02/27/2017 NO HR/MO:5 NO HR/MO DUR TRADING:5. 2)NAME:MARK ROTHMAN, INV REL:N ADDR:@RESIDENTIAL ADDRESS ON RECORD, NATURE:TALENT POSITION, POSITION:TALENT FOR VARIOUS AGENCIES WHO CONTRACT WITH MY FAMILY AND I TO MODEL FOR THEIR PROJECTS, START:8/1/2016 NO HR/MO:5 NO HR/MO DUR TRADING:0-5 3)NAME:MARK ROTHMAN LLC INV REL:Y ADDR:@RESIDENTIAL ADDRESS ON REDCORD, NATURE:LLC CREATED FOR INDIVIDUAL TAX PURPOSES POSITION:MARK ROTHMAN LLC START:09/24/2018 NO HR/MO:0 NO HR/MO DUR TRADING:0. 4)NAME:MARK ROTHMAN, INV REL:N ADDR:3482 AIRFIELD DR W LAKELAND FL 33811 NATURE:NON PROFIT FOUNDATION, POSITION:DIRECTOR START:1/10/2020 NO HR/MO:1 NO HR/MO DUR TRADING:0. 5)NAME:FIRST BAPTIST CHURCH PLANT CITY, INV REL:Y ADDR:3309 JAMES L REDMAN PKWY, PLANT CITY FL 33566 NATURE:GOSPEL MINISTRY POSITION:DEACON CHAIRMAN/PRESIDENT OF THE BOARD OF DIRECTORS, START:09/01/2019 NO HR/MO:8 NO HR/MO DUR TRADING:0 6)NAME: MARK ROTHMAN, CFP, INV REL:Y ADDR: 4949 SOUTHFORK DR, LAKELAND FL 33813, NATURE:OUTSIDE INSURANCE, POSITION: FINANCIAL PLANNER, START: 5/22/2023, NO HR/MO: 5 NO HR/MO DUR TRADING:5 DUTIES: LIFE, DISABILITY, FIXED ANNUITIES, STRUCTURED ANNUITIES. 7)NAME:JUICE KINGS LLC, DBA NEKTER PLANT CITY, INV REL: Y ADDR: @ RESIDENTIAL ON FILE, NATURE: SMOOTHIE & JUICE BAR, POSITION: MANAGER START: 10/1/2023, NO HR/MO: 10 NO HR/MO DUR TRADING:0 DUTIES: I AM INVESTOR AND OWNER OPERATOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-22 |
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