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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-10 |
| WI | RA | APPROVED | 2018-08-10 |
Branch Locations
10 E. Doty Street, Ste 1000, Madison, WI 53703 • United States
Cross Plains, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Madison | WI | 06/2009 | 08/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 08/2018 |
| Rbc Capital Markets, Llc. | Madison | WI | 08/2018 | Present |
| City National Bank | Madison | WI | 12/2020 | Present |
(1) GOOD KARMA BROADCASTING- ESPN MADISON RADIO; EMPLOYEE; FOOTBALL TALK SHOW FOR TWO HOURS ONCE A WEEK; 2 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 08/2002 (2) ESPN MADISON RADIO; ADDRESS: ESPN MADISON, 15 N. PINCKNEY ST, MADISON, WI 53703; NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: SPORTS TALK RADIO; CAPACITY: INDEPENDENT CONTRACTOR; START DATE: 8/1/2004; DUTIES: DISCUSS PACKER/BADGER FOOTBALL; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 3) NAME OF ENTITY: NFL Alumni Caring for Kids-Madison Chapter ADDRESS: 3000 Midlantic Drive Mount Laurel, New Jersey INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Charity Organization CAPACITY: Director START DATE: 01/02/12 DUTIES: Help organize annual golf outing fundraiser HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-01 |
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