Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Greenville | NC | 12/2011 | Present |
(1) 12/14/2011: DBA ONLY - ASPECT FINANCIAL, LLC - GREENVILLE, NC. (2) 9/24/2012: LEGAL ENTITY FOR TAX PURPOSES ONLY - MERIDIAN INVESTMENT CAPITAL & FINANCIAL PLANNING - GREENVILLE, NC. (3) 1/23/2013: NON-VARIABLE INSURANCE - PINNACLE INSURANCE - PINNACLE INSURANCE & FINANCIAL SERVICES - INDEPENDENT INSURANCE BROKERAGE. - TIME SPENT 2% - GREENVILLE, NC (4) 07/12/2013 - NON-VARIABLE INSURANCE - REFERRAL RELATIONSHIP WITH A LOCAL AFLAC AGENT - 1% OF TIME SPENT - GREENVILLE, NC (5) 2/20/2018 - Acera Wealth Management - Investment Related - At reported Business location(s) - DBA for LPL Business (entity for LPL business)- start date - 2/13/2018 - 1 hour per month / 0 during securities trading (6) 12/09/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/08/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-16 |
Reach out to this advisor