Klaus Alfons Poser

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Chesterfield, MI
• 10/2005 → Present
  Jpmorgan Chase Bank, Na.
  Chesterfield, MI

Previous Registrations

• 2011-08-25 → 2012-10-01
  Chase Investment Services Corp.
  New Baltimore, MI
  Clinton Township, MI
  New Baltimore, MI
  Washington Twp, MI
  Shelby Township, MI
  Clinton Twp, MI

Exams

• S66 Uniform Combined State Law Examination
  2011-08-24
• S63 Uniform Securities Agent State Law Examination
  2002-04-05

Other Names

• Klaus A Poser