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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-06
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2023-02-06
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

27100 23 Mile Road, Chesterfield, MI 48051 • United States

37408 Harper Ave, Clinton Township, MI 48036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chesterfield MI 10/2012 Present
Jpmorgan Chase Bank, Na. Chesterfield MI 10/2005 Present
Previous Registrations
  • 2011-08-25 → 2012-10-01
    Chase Investment Services Corp.
    New Baltimore, MI
    Clinton Township, MI
    New Baltimore, MI
    Washington Twp, MI
    Shelby Township, MI
    Clinton Twp, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-24
S63 Uniform Securities Agent State Law Examination 2002-04-05
  • S66 Uniform Combined State Law Examination
    2011-08-24
  • S63 Uniform Securities Agent State Law Examination
    2002-04-05
Other Names
  • Klaus A Poser

View on SEC IAPD

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