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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-02-08
  • MI RA
    APPROVED
    Since 2010-02-08

Branch Locations

47000 Gratiot Ave., Chesterfield, MI 48051 • United States

54985 Van Dyke Avenue, Shelby Township, MI 48316 • United States

6770 S River Rd, Marine City, MI 48039 • United States

8920 Dixie Highway, Fair Haven, MI 48023 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities, Inc. Cincinnati OH 05/2001 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-21
S63 Uniform Securities Agent State Law Examination 2000-04-07
  • S66 Uniform Combined State Law Examination
    2005-10-21
  • S63 Uniform Securities Agent State Law Examination
    2000-04-07
Other Names
  • Julie Ann Decker

View on SEC IAPD

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