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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-05-13 |
Branch Locations
5636 Bridgetown Rd. Suite F, Cincinnati, OH 45248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2015 | Present |
1) FOCUS WEALTH MANAGEMENT, 5636 Bridgetown Rd, Suite F, Cincinnati OH 45248, United States, 07/25/2024, IAR, DBA Name, INV REL, 100 HR/MO - 100 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 4 HR/WK - 4/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) US FINANCIAL LIFE, 10290 ALLIANCE RD, CINCINNATI, OH, 6/2004 AS LICENSED INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. 0 HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-01-17 |
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