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Current Employers
Amplio Wealth Management, Inc.

1921 Lohmans Crossing Suite 100, Austin, TX 78734 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-21
  • TX RA
    APPROVED
    Since 2020-08-21

Branch Locations

1921 Lohmans Crossing Suite 100, Austin, TX 78734 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amplio Wealth Management, Inc. Austin TX 01/2004 Present
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Austin TX 12/2013 11/2020
Lpl Financial Llc Austin TX 01/2004 Present
  • 01/2004 → Present
    Austin, TX
  • 12/2013 → 11/2020
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Austin, TX
  • 01/2004 → Present
    Lpl Financial Llc
    Austin, TX
Previous Registrations
Other Businesses

1. 2/4/2004: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE 2. 5/14/2004: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - FIXED INSURANCE 3. 12/21/2004: AMPLIO WEALTH MANAGEMENT, INC - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE DBA - INV REL 4. 10/11/2019 - Advisor Resource Council - DBA: (Hybrid) Amplio Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2020 - 120 Hours Per Month During Securities Trading. 5. 9/22/2020 - Amplio Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/21/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Amplio Wealth Managment, Inc., an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/26/2025 - Real Estate Rental - Investment Related - Austin, TX - Start Date 08/01/2024 - 4 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-31
S63 Uniform Securities Agent State Law Examination 2002-02-19
  • S65 Uniform Investment Adviser Law Examination
    2004-03-31
  • S63 Uniform Securities Agent State Law Examination
    2002-02-19

View on SEC IAPD

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