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Tracy Jill Schechter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Santa Fe, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-08
TX RA APPROVED_RES 2009-06-25
CA RA APPROVED 2001-04-06
  • GA RA
    APPROVED
    Since 2026-01-08
  • TX RA
    APPROVED_RES
    Since 2009-06-25
  • CA RA
    APPROVED
    Since 2001-04-06

Branch Locations

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Santa Fe CA 07/1999 Present
Bank Of America, N.A Rancho Santa Fe CA 01/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-19
S63 Uniform Securities Agent State Law Examination 2000-10-18
  • S65 Uniform Investment Adviser Law Examination
    2001-03-19
  • S63 Uniform Securities Agent State Law Examination
    2000-10-18

View on SEC IAPD

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MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
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DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
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EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

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