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Carol Jeanine Darby

Pinnacle Investments, LLC

East Syracuse, NY

CRD 4475987

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Employer firm

Pinnacle Investments, LLC CRD 142910

$1.29B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Pinnacle Investments, Llc

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Investments, Llc Syracuse NY 05/2009 Present
Previous Registrations
  • 2008-08-15 → 2009-05-29
    Morgan Stanley & Co. Llc
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-13
S63 Uniform Securities Agent State Law Examination 2002-04-12
  • S65 Uniform Investment Adviser Law Examination
    2008-05-13
  • S63 Uniform Securities Agent State Law Examination
    2002-04-12
Other Names
  • Carol Jeanine Noonan
  • Carol Jeanine Darby

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
FARTHER
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

CHRISTOPHER CHARLES KEEGAN
RAYMOND ALLEN YACKEL
GARY R. CRONISER

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · EAST SYRACUSE, NY
FARTHER · East Syracuse, NY
AMERIPRISE FINANCIAL SERVICES, LLC · EAST SYRACUSE, NY

More in East Syracuse, NY

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