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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-12-05 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planned Investment Co., Inc. | Indianapolis | IN | 06/2003 | 12/2018 |
| Moloney Securities Co., Inc. | Manchester | MO | 12/2018 | 12/2025 |
| Moloney Securities Asset Management Llc | Manchester | MO | 12/2018 | 12/2025 |
| Berthel, Fisher & Company Financial Services, Inc. | Indianapolis | IN | 12/2025 | Present |
| Bfc Planning, Inc. | Cedar Rapids | IA | 12/2025 | Present |
HANCOCK COUNTY SHERIFF DEPARTMENT - SHERIFF RESERVE. 398 MALCOLM GRASS WAY, GREENFIELD , IN 46140. 10-15 HOURS/WEEK. NOT INVESTMENT RELATED. PART TIME TRANSPORTATION SECURITY AGENCY (TSA) INDIANAPOLIS INTL AIRPORT. HOURS 4PM TO 12PM AND WEEKENDS. ONE MARKET HOUR PER DAY. STARTS JULY 11TH, 2016. NOT INVESTMENT RELATED. D/B/A - PLANNED INVESTMENT CO, INC. INVESTMENTS OFFERED THROUGH BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.. INDIANAPOLIS, IN. DURING ALL MARKET HOURS. INVESTMENT RELATED. TRACKSIDE SOLUTIONS/PETRY EXCAVATING, INC. SEASONAL HELP - ROAD & RACE TRACK CONVERSIONS FOR INDY MOTOR SPEEDWAY. 5784 NORTH 600 E, GREENFIELD, IN 46140. 15 HRS/MONTH. NOT INVESTMENT RELATED. Department of Finance and Accounting Services- Payroll and debt collection for the US Military- 160 HRS/MONTH. NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-20 |
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