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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-12-05
  • IN RA
    APPROVED
    Since 2025-12-05

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planned Investment Co., Inc. Indianapolis IN 06/2003 12/2018
Moloney Securities Co., Inc. Manchester MO 12/2018 12/2025
Moloney Securities Asset Management Llc Manchester MO 12/2018 12/2025
Berthel, Fisher & Company Financial Services, Inc. Indianapolis IN 12/2025 Present
Bfc Planning, Inc. Cedar Rapids IA 12/2025 Present
  • 06/2003 → 12/2018
    Planned Investment Co., Inc.
    Indianapolis, IN
  • 12/2018 → 12/2025
    Moloney Securities Co., Inc.
    Manchester, MO
  • 12/2018 → 12/2025
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 12/2025 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Indianapolis, IN
  • 12/2025 → Present
    Cedar Rapids, IA
Previous Registrations
  • 2018-12-13 → 2025-12-05
    Moloney Securities Asset Management Llc
    Indianapolis, IN
    Manchester, MO
  • 2010-06-14 → 2018-12-17
    Planned Investment Co., Inc.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Other Businesses

HANCOCK COUNTY SHERIFF DEPARTMENT - SHERIFF RESERVE. 398 MALCOLM GRASS WAY, GREENFIELD , IN 46140. 10-15 HOURS/WEEK. NOT INVESTMENT RELATED. PART TIME TRANSPORTATION SECURITY AGENCY (TSA) INDIANAPOLIS INTL AIRPORT. HOURS 4PM TO 12PM AND WEEKENDS. ONE MARKET HOUR PER DAY. STARTS JULY 11TH, 2016. NOT INVESTMENT RELATED. D/B/A - PLANNED INVESTMENT CO, INC. INVESTMENTS OFFERED THROUGH BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.. INDIANAPOLIS, IN. DURING ALL MARKET HOURS. INVESTMENT RELATED. TRACKSIDE SOLUTIONS/PETRY EXCAVATING, INC. SEASONAL HELP - ROAD & RACE TRACK CONVERSIONS FOR INDY MOTOR SPEEDWAY. 5784 NORTH 600 E, GREENFIELD, IN 46140. 15 HRS/MONTH. NOT INVESTMENT RELATED. Department of Finance and Accounting Services- Payroll and debt collection for the US Military- 160 HRS/MONTH. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-17
S63 Uniform Securities Agent State Law Examination 2003-08-20
  • S65 Uniform Investment Adviser Law Examination
    2008-10-17
  • S63 Uniform Securities Agent State Law Examination
    2003-08-20

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