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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-23 |
| NC | RA | APPROVED | 2022-05-28 |
| GA | RA | APPROVED | 2022-05-02 |
| RI | RA | APPROVED | 2022-04-29 |
| AR | RA | APPROVED | 2022-04-28 |
| MD | RA | APPROVED | 2022-04-28 |
| NY | RA | APPROVED | 2022-04-28 |
| SC | RA | APPROVED | 2022-04-28 |
| VA | RA | APPROVED | 2022-04-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2001 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2001 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | High Point | NC | 04/2022 | Present |
| Bank Of America, N.A. | High Point | NC | 07/2022 | Present |
I*4499268 Entity Type: For Profit Name of OBA: F. B., LLC Address: Winston Salem, North Carolina, 27103 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/23/2026 Number of Hours: 40, Yearly Number of Hours during trading: 0 Duties: Establishing to hold real estate property Manage and maintain real estate property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-16 |
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