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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
1145 N Arlington Heights Road, Itasca, IL 60143 • United States
1180 E. Higgins Rd, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Schaumburg | IL | 10/2012 | 07/2017 |
| Wayne Hummer Investments Llc | Chicago | IL | 07/2017 | 01/2025 |
| Lpl Financial Llc | Itasca | IL | 01/2025 | Present |
1. 01/2025- Wintrust investments Insurance Agency- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/01/2017- 1 Hour Per Month- 1 Hour During Trading 2. 01/2025- Wintrust investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/01/2017- 160 Hours Per Month- 140 Hours During Trading 3. 01/2025- Chicago Area Runners Association- Non-profit volunteer (not on board)- Not INV Related- At Reported Business Location(s)- Start date 06/01/2024 4. 07/17/2026 - Everyset Casting - Artist/ Musician - Not Investment Related - Culver City, CA - Start Date 07/15/2026 - 14 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-31 |
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