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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-07-13 |
Branch Locations
1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States
La Grange, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Oak Brook | IL | 07/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/1999 | 07/2017 |
| Bank Of America, Na | Oak Brook | IL | 12/2009 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-27 |
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