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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-05-29 |
Branch Locations
15 Park Row West Suite 102, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 11/2004 | 11/2020 |
| Tiaa | Philadelphia | PA | 11/2004 | 11/2020 |
| Charles Schwab & Co., Inc. | Chicago | IL | 02/2021 | 06/2021 |
| Schwab Private Client Investment Advisory, Inc. | Chicago | IL | 03/2021 | 06/2021 |
| Citizens Securities, Inc. | Johnston | RI | 07/2021 | 04/2024 |
| Tiaa | Providence | RI | 05/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Providence | RI | 05/2024 | Present |
Name: Chipshots Sports Photography Position: Photographer Nature: Sports Photography Investment Related: No Hours: 20 Securities Trading Hours: 0 Start Date: 04/02/2018 Address: Home Address, East Greenwich RI 02818, United States Description: Sports Photographer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-07 |
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