Joseph Edward Elsasser

Employer firm

Adaptive Advice, LLC CRD 310529

$8.29M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 10/2020
  Sequent Planning, Llc
  Omaha, NE
• 01/2020 → Present
  Adaptive Advice, Llc
  Omaha, NE
• 01/2016 → Present
  Covisum, Llc
  Omaha, NE

Previous Registrations

• 2012-02-06 → 2020-10-21
  Sequent Planning, Llc
  Omaha, NE
• 2008-10-17 → 2012-02-04
  Brookstone Capital Management Llc
  Omaha, NE
  Wheaton, IL
• 2002-01-01 → 2003-01-07
  Equitable Advisors, Llc
  Omaha, NE

Other Businesses

1) COVISUM, LLC - PRESIDENT AND PARTNER OF A FINANCIAL PLANNING SOFTWARE COMPANY, 140 HOURS/MONTH, 120 DURING SECURITIES TRADING HOURS, OVERSEE ALL OPERATIONS OF THE COMPANY. 2) COVISUM INCENTIVE HOLDCO, LLC - MEMBER, THIS IS AN ENTITY THAT FACILITATES PROFIT INTERESTS FOR KEY EXECUTIVES IN COVISUM, LLC. IT DOES NOT CONDUCT ANY REGULAR BUSINESS OF ITS OWN. 0.1 HOURS PER MONTH, 0 DURING TRADING HOURS 2) JOSEPH ELSASSER - INSURANCE AGENT, 2006 5 HOURS PER MONTH, APPROXIMATELY 5 HOURS DURING SECURITIES TRADING HOURS. RESEARCH INSURANCE PRODUCTS, TAKE APPLICATIONS, DELIVER POLICIES, SERVICE POLICIES. 3) SECURE COMPANIES, INC. - ADVISOR TO THE COMPANY, NOVEMBER 1, 2021, 1 HOURS PER MONTH, 2 DURING SECURITIES TRADING HOURS. CONSULT ON PRODUCT DESIGN AND BUSINESS DEVELOPMENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-02
• S66 Uniform Combined State Law Examination
  2001-11-26

Designations

• Certified Financial Planner

Other Names

• Joe Elsasser