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Keith B Mccormack

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY

Smithtown, NY

Commack, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2009-02-25
CT RA APPROVED 2008-06-19
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2009-02-25
  • CT RA
    APPROVED
    Since 2008-06-19

Branch Locations

805 Northern Blvd, Great Neck, NY 11021 • United States

50 Route 111, Smithtown, NY 11787 • United States

Commack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Great Neck NY 06/2008 Present
Bank Of America, Na Forest Hills NY 07/2010 Present
  • 06/2008 → Present
    Merrill Lynch
    Great Neck, NY
  • 07/2010 → Present
    Bank Of America, Na
    Forest Hills, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-02
S63 Uniform Securities Agent State Law Examination 2002-04-03
  • S66 Uniform Combined State Law Examination
    2007-08-02
  • S63 Uniform Securities Agent State Law Examination
    2002-04-03
Other Names
  • Keith Brian Mccormack

View on SEC IAPD

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