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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-11-12
  • MI RA
    APPROVED
    Since 2020-11-12

Branch Locations

145 Rochdale Dr. S. Suite C, Rochester Hills, MI 48309 • United States

Shelby Township, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Terry Sawchuk / Michigan Senior Society Sterling Heights MI 07/2001 12/2018
First Allied Securities, Inc. San Diego CA 06/2015 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 06/2015 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 09/2022
Cetera Advisors Llc Rochester Hills MI 09/2022 Present
Langenstein Financial Strategies Rochester Hills MI 12/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2022 Present
  • 07/2001 → 12/2018
    Terry Sawchuk / Michigan Senior Society
    Sterling Heights, MI
  • 06/2015 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 06/2015 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 09/2022
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Rochester Hills, MI
  • 12/2018 → Present
    Langenstein Financial Strategies
    Rochester Hills, MI
  • 09/2022 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-06-26 → 2020-11-12
    First Allied Advisory Services, Inc.
    Troy, MI
    Rochester Hills, MI
  • 2014-08-19 → 2015-06-26
    Kestra Investment Services, Llc
    Austin, TX
    Troy, MI
  • 2010-04-16 → 2014-08-20
    Sii Investments, Inc.
    Troy, MI
    Appleton, WI
    Troy, MI
Other Businesses

1) INSURANCE; AGENT; INSURANCE; START DATE 09/01/2007; 4 HOURS PER MONTH. 2) FRANKLIN AND PAULA LANGENSTEIN; POA; FIDUCIARY POSITION (TRUSTEE,POA,EXECUTOR,ECT); START DATE 08/11/2015; 4 HOURS PER MONTH. 3) LANGENSTEIN FINACIAL STRATEGIES; OWNER; DBA; STARTED 12/10/2018; 160 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-15
S63 Uniform Securities Agent State Law Examination 2002-01-29
  • S65 Uniform Investment Adviser Law Examination
    2010-03-15
  • S63 Uniform Securities Agent State Law Examination
    2002-01-29

View on SEC IAPD

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