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Derek Lorin Vaughn

Ameriprise Financial Services, LLC

Plano, TX

Dallas, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-01-10
  • TX RA
    APPROVED
    Since 2002-01-10

Branch Locations

3333 Premier Dr Ste 100, Plano, TX 75023 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plano TX 09/2005 03/2020
Ameriprise Financial Services, Llc Plano TX 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-09
  • S66 Uniform Combined State Law Examination
    2002-01-09

View on SEC IAPD

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