Jason Gregory Pence

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-02
OH	RA	APPROVED	2013-11-08

TX RA
APPROVED

Since 2019-01-02
OH RA
APPROVED

Since 2013-11-08

Branch Locations

2341 Crocker Rd, Westlake, OH 44145 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co.,Inc.	Westlake	OH	04/2004	Present
Charles Schwab Bank Ssb	Westlake	OH	02/2005	Present

04/2004 → Present

Charles Schwab & Co.,Inc.

Westlake, OH
02/2005 → Present

Charles Schwab Bank Ssb

Westlake, OH

Previous Registrations

2002-01-02 → 2004-04-13

Ameriprise Financial Services, Llc

Akron, OH

Other Businesses

Youth Challenge | Volunteer Board Member / Finance Committee Volunteer | Less than 20 hrs monthly | no business during trading hrs | Volunteer Board Member / Finance Committee Volunteer

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-20

S66 Uniform Combined State Law Examination

2003-12-20

Designations

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews