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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-22
NJ RA APPROVED 2015-03-06
  • TX RA
    APPROVED_RES
    Since 2021-04-22
  • NJ RA
    APPROVED
    Since 2015-03-06

Branch Locations

1433 Hooper Ave Suite 339, Toms River, NJ 08753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2001 06/2020
Equitable Advisors, Llc New York NY 11/2001 Present
Other Businesses

SCHILLER ELECTRIC - INVENTORY MANAGEMENT - KEEP INVENTORY QUANTITY AND PRICING UP TO DATE ON A WEEKLY BASIS. SPENDS APPROX 16 HR / MO ON THIS ACTIVITY. P&C Insurance: Agency Owner/Operator- Titan Insurance Agency LLC - Overseeing of the agency and it's operations Spends 20 hrs/ mo on this activity. DBA - GBS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-14
S63 Uniform Securities Agent State Law Examination 2014-11-07
  • S65 Uniform Investment Adviser Law Examination
    2015-02-14
  • S63 Uniform Securities Agent State Law Examination
    2014-11-07

View on SEC IAPD

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