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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-29
  • TX RA
    APPROVED
    Since 2018-01-29

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

8205 Precinct Line Rd, North Richland Hills, TX 76182 • United States

601 W University Dr, Denton, TX 76201 • United States

1727 S Loop 288, Denton, TX 76205 • United States

101 S Locust St, Denton, TX 76201 • United States

4051 Fm 2181, Corinth, TX 76210 • United States

18190 Dallas Pkwy, Dallas, TX 75287 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Flower Mound TX 10/2012 10/2017
Wells Fargo Clearing Services, Llc Fort Worth TX 12/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-22
  • S66 Uniform Combined State Law Examination
    2002-02-22

View on SEC IAPD

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