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Karl Matthew Anderson

Morgan Stanley

Ridgefield, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-09-10
TX RA APPROVED_RES 2014-02-11
  • CT RA
    APPROVED
    Since 2014-09-10
  • TX RA
    APPROVED_RES
    Since 2014-02-11

Branch Locations

90 Grove Street, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Ridgefield CT 09/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2014 → Present
    Morgan Stanley Smith Barney
    Ridgefield, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2004-01-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Milwaukee, WI
    Milwaukee, WI
  • 2002-08-26 → 2003-04-21
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-23
S63 Uniform Securities Agent State Law Examination 2002-01-08
  • S65 Uniform Investment Adviser Law Examination
    2002-08-23
  • S63 Uniform Securities Agent State Law Examination
    2002-01-08

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATOS WEALTH PARTNERS, LTD
J.P. MORGAN SECURITIES LLC
EDWARD JONES
R & R WEALTH STRATEGIES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
INVENIRE CAPITAL, LLC

Other Investors

ELYSSIA CATHARYN POLAND
NELSON NOREN EHINGER
Jennifer Bower Perkins
David M Lewson
LISA A CERBONE MONTALTO
Levar D Brown
BARBARA ANN MCMAHON
ILLONA MARIE VITALI

Other Offices

OSAIC INSTITUTIONS, INC. · RIDGEFIELD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIDGEFIELD, CT
STRATOS WEALTH PARTNERS, LTD · Ridgefield, CT
J.P. MORGAN SECURITIES LLC · RIDGEFIELD, CT
EDWARD JONES · Ridgefield, CT
R & R WEALTH STRATEGIES, LLC · RIDGEFIELD, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Ridgefield, CT
INVENIRE CAPITAL, LLC · RIDGEFIELD, CT

More in Ridgefield, CT

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