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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED | 2024-08-01 |
Branch Locations
4633 Old Ironsides Drive, Ste. 430, Santa Clara, CA 95054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance | San Jose | CA | 07/2007 | 08/2024 |
| Scf Securities, Inc. | Fresno | CA | 08/2014 | 08/2024 |
| Scf Investment Advisors, Inc. | Fresno | CA | 08/2014 | 08/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2024 | Present |
1) UPTREX WEALTH ADVISORS LLC, 4633 OLD IRONSIDES DR STE 436 SANTA CLARA CA, 08/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-13 |
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