Sara Leigh Seely

Employer firm

Waterloo Capital CRD 133705

$2.26B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Waterloo Capital

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-03

TX RA
APPROVED

Since 2022-10-03

Branch Locations

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equistar Wealth Management	Austin	TX	04/2013	09/2022
Waterloo Capital	Austin	TX	10/2022	Present

04/2013 → 09/2022

Equistar Wealth Management

Austin, TX
10/2022 → Present

Waterloo Capital

Austin, TX

Previous Registrations

2013-04-15 → 2022-09-30

Equistar Wealth Management Llc

Austin, TX
2008-12-02 → 2013-04-23

Maslow Wealth Advisors

Austin, TX
2004-09-17 → 2008-09-08

Waterstreet Investment Consultants, Llc

Austin, TX
2005-08-10 → 2008-09-08

Eklektikos Capital Management, Lp

Austin, TX
2002-02-21 → 2004-10-04

Citigroup Global Markets Inc.

Austin, TX

Other Businesses

EBERLY WEALTH MANAGEMENT, LLC DBA FOR ADVISORY BUSINESS HOSPICE AUSTIN FUND INVESTMENT COMMITTEE OVERSEE FUND MANAGEMENT SINCE 2015 INVESTMENT RELATED AUSTIN COMMITTEE FOUNDATION INVESTMENT COMMITTEE MEMBER OVERSEE THE FOUNDATION MANAGMENT SINCE 2015 INVESTMENT RELATED PLANNED PARENTHOOD GREATER TEXAS INVESTMENT COMMITTEE MEMEBER OVERSEE THE ENDOWMENT MANAGEMENT SINCE 2022 INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-02-20

S66 Uniform Combined State Law Examination

2002-02-20

Designations

Chartered Financial Analyst

Other Names

Sara Leigh Weiss

View on SEC IAPD