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Anne Brodsky Sternlicht

J.P. Morgan Securities LLC

Palm Beach, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-09
TX RA APPROVED 2022-09-08
  • FL RA
    APPROVED
    Since 2022-09-09
  • TX RA
    APPROVED
    Since 2022-09-08

Branch Locations

205 Royal Palm Way, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Boston MA 01/2012 06/2022
Northern Trust Securities Inc. Boston MA 09/2014 06/2022
Jpmorgan Chase Bank Na Palm Beach FL 08/2022 Present
Jpmorgan Securities Llc Palm Beach FL 08/2022 Present
Unemployed Quincy MA 07/2022 07/2022
  • 01/2012 → 06/2022
    Northern Trust Bank
    Boston, MA
  • 09/2014 → 06/2022
    Northern Trust Securities Inc.
    Boston, MA
  • 08/2022 → Present
    Jpmorgan Chase Bank Na
    Palm Beach, FL
  • 08/2022 → Present
    Jpmorgan Securities Llc
    Palm Beach, FL
  • 07/2022 → 07/2022
    Unemployed
    Quincy, MA
Other Businesses

Entity Name: Medicircle Inc Investment related: No Address: www.medicirclerx.com Nature of the other business: Medical Position/Title/Relationship: Owner/Partner Start Date: 06/12/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My daughter's company Medicircle is raising a pre-funding round from existing investors. I would like to invest into the company. Entity Name: MediCircle, Inc Investment related: No "Address: https://medicirclerx.com/MediCircle Inc. 1213 Hermann Drive Suite 515 Houston, TX 77004" Nature of the other business: Medical Position/Title/Relationship: Owner/Partner Start Date: 06/30/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: There is no connection to JPMC. My daughter started the company and asked whether I would invest in it.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-08
S63 Uniform Securities Agent State Law Examination 2015-05-28
  • S66 Uniform Combined State Law Examination
    2022-09-08
  • S63 Uniform Securities Agent State Law Examination
    2015-05-28
Other Names
  • Anne Elizabeth Brodsky
  • Anne Elizabeth Sternlicht
  • Anne Brodsky Sternlicht
  • Anne Sternlicht

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