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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-09 |
| TX | RA | APPROVED | 2022-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Bank | Boston | MA | 01/2012 | 06/2022 |
| Northern Trust Securities Inc. | Boston | MA | 09/2014 | 06/2022 |
| Jpmorgan Chase Bank Na | Palm Beach | FL | 08/2022 | Present |
| Jpmorgan Securities Llc | Palm Beach | FL | 08/2022 | Present |
| Unemployed | Quincy | MA | 07/2022 | 07/2022 |
Entity Name: Medicircle Inc Investment related: No Address: www.medicirclerx.com Nature of the other business: Medical Position/Title/Relationship: Owner/Partner Start Date: 06/12/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My daughter's company Medicircle is raising a pre-funding round from existing investors. I would like to invest into the company. Entity Name: MediCircle, Inc Investment related: No "Address: https://medicirclerx.com/MediCircle Inc. 1213 Hermann Drive Suite 515 Houston, TX 77004" Nature of the other business: Medical Position/Title/Relationship: Owner/Partner Start Date: 06/30/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: There is no connection to JPMC. My daughter started the company and asked whether I would invest in it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-28 |
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