Brian Michael Wadley

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-01-02

IL RA
APPROVED

Since 2015-01-02

Branch Locations

171 East Bethel Drive, Bourbonnais, IL 60914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wadley & Associates Cpa	Bourbonnais	IL	06/1993	Present
Stratford Apartments	Bourbonnis	IL	01/1995	Present
Cetera Financial Specialists Llc	Schaumburg	IL	06/2004	Present
Cetera Investment Advisers Llc	Schaumburg	IL	01/2015	Present

06/1993 → Present

Wadley & Associates Cpa

Bourbonnais, IL
01/1995 → Present

Stratford Apartments

Bourbonnis, IL
06/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
01/2015 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1)WADLEY & ASSOC-CPA PRAC-PARTNER SINCE 93-PRIMARY EMPLOYMENT-40HR/WK: 2)STRATFORD APARTMENTS, LLC, REAL ESTATE IN BOURBONNAIS, IL, -CO MANAGER AND PARTIAL OWNER, DAILY MANAGEMENT OF 88 UNIT APARTMENT COMPLEX, SINCE 01/1995, .25HR/WK:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-12-23
S63	Uniform Securities Agent State Law Examination	2001-12-12

S65 Uniform Investment Adviser Law Examination

2014-12-23
S63 Uniform Securities Agent State Law Examination

2001-12-12

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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