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Brian Michael Wadley

Cetera Investment Advisers LLC

Bourbonnais, IL

CRD 4471183

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-01-02
  • IL RA
    APPROVED
    Since 2015-01-02

Branch Locations

171 East Bethel Drive, Bourbonnais, IL 60914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wadley & Associates Cpa Bourbonnais IL 06/1993 Present
Stratford Apartments Bourbonnis IL 01/1995 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2015 Present
  • 06/1993 → Present
    Wadley & Associates Cpa
    Bourbonnais, IL
  • 01/1995 → Present
    Stratford Apartments
    Bourbonnis, IL
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2015 → Present
    Schaumburg, IL
Other Businesses

1)WADLEY & ASSOC-CPA PRAC-PARTNER SINCE 93-PRIMARY EMPLOYMENT-40HR/WK: 2)STRATFORD APARTMENTS, LLC, REAL ESTATE IN BOURBONNAIS, IL, -CO MANAGER AND PARTIAL OWNER, DAILY MANAGEMENT OF 88 UNIT APARTMENT COMPLEX, SINCE 01/1995, .25HR/WK:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-23
S63 Uniform Securities Agent State Law Examination 2001-12-12
  • S65 Uniform Investment Adviser Law Examination
    2014-12-23
  • S63 Uniform Securities Agent State Law Examination
    2001-12-12

View on SEC IAPD

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