David Alden Dick

Current Employers

Financial Plan, Inc.

11 Bellwether Way, Suite 301, Bellingham, WA 98225-2956 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-03-23
WA	RA	APPROVED	2003-03-07

TX RA
APPROVED

Since 2021-03-23
WA RA
APPROVED

Since 2003-03-07

Branch Locations

11 Bellwether Way, Suite 301, Bellingham, WA 98225-2956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Plan Inc.	Bellingham	WA	03/2000	Present

03/2000 → Present

Financial Plan Inc.

Bellingham, WA

Previous Registrations

2002-08-01 → 2012-03-15

Lpl Financial Llc

Bellingham, WA

Bellingham, WA

Other Businesses

25% OWNER OF "MUSTARD SEED" RESTAURANT, NOT INVESTMENT RELATED, 214 N MAIN STREET, BUHLER, KS 67522, START DATE: 11/16/17; HOURS DEVOTED TO OTHER BUSINESS: 0; PASSIVE OWNER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-30

S66 Uniform Combined State Law Examination

2002-07-30

Designations

View on SEC IAPD

Current Employers

Financial Plan, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews