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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-12-12 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Valley Center, CA • United States
3570 Carmel Mountain Road Suite 150, San Diego, CA 92130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington Wealth Management | San Diego | CA | 12/2012 | Present |
| Kestra Investment Services, Llc | San Diego | CA | 02/2014 | Present |
| Kestra Private Wealth Services, Llc | San Diego | CA | 02/2014 | Present |
Business Name: California Wealth Transitions Investment Related: Yes Address: 3570 Carmel Mountain Road, Suite 150 San Diego CA 92130 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Senior licensed sales assoc. Start Date: 11/30/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: account maint, client interactionBusiness Name: Oxygen Wealth Management San Diego Investment Related: Yes Address: 3570 Carmel Valley Road, suite 150 San Diego CA 92131 Nature of Business: Registered Field Assistant Position, Title or Relationship: operational support Start Date: 10/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: client services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-04 |
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